Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theodore? Claim Your ProfileTheodore Randall is a financial advisor who has been in the industry since June 9, 2013. Theodore is currently registered with American Century Investment Services Inc. and has previously been registered with DFA Securities LLC. Theodore holds Series 63, 66, 7, SIE and 7TO licenses and is registered in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
11/06/2019 - Present
American Century Investment Services Inc. (LOS ANGELES CA)
CA
09/10/2009 - 11/09/2015
DFA SECURITIES LLC (SANTA MONICA CA)
BC
Issued 09/14/2020
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 05/14/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2019
Series 7TO - General Securities Representative Examination
BC
Issued 09/08/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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