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Theodore Pince

Truist Securities, Inc.

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About Theodore Pince

Theodore Pince is a registered representative with Truist Securities, Inc. Theodore has been in the securities industry since October 1, 2021. Theodore is registered to conduct business in 52 states. Theodore holds the Series 63, Series 79TO and SIE licenses. Theodore was previously employed by WELLS FARGO SECURITIES, LLC in Charlotte, NC.

Firm Information

Theodore Pince is currently registered with Truist Securities, Inc.. Truist Securities, Inc. is a Corporation formed in July 1972. The firm is registered with the SEC and in all 50 states, as well as in the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

309

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Theodore Pince’s Registration & Firm History

NC

09/25/2023 - Present

Truist Securities, Inc. (CHARLOTTE NC)

NC

09/17/2021 - 09/09/2023

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 08/20/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/17/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 02/23/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Theodore Pince.
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