Unclaimed
Theodore Pince is a registered representative with Truist Securities, Inc. Theodore has been in the securities industry since October 1, 2021. Theodore is registered to conduct business in 52 states. Theodore holds the Series 63, Series 79TO and SIE licenses. Theodore was previously employed by WELLS FARGO SECURITIES, LLC in Charlotte, NC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
09/25/2023 - Present
Truist Securities, Inc. (CHARLOTTE NC)
NC
09/17/2021 - 09/09/2023
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 08/20/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/17/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/23/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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