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Theodore Paul Langworthy

Smbc Nikko Securities America, Inc.

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About Theodore Paul Langworthy

Theodore Paul Langworthy is a financial advisor registered with Smbc Nikko Securities America, Inc. based in New York, NY. Theodore has over 20 years of experience in the financial services industry. Theodore holds Series 7, 24, 57TO, 99TO, and SIE licenses. Theodore has been registered with Smbc Nikko Securities America, Inc. since September 2022. Prior to joining Smbc Nikko Securities America, Inc. Theodore was employed by BNP PARIBAS SECURITIES CORP., DEUTSCHE BANK SECURITIES INC., SEB SECURITIES, INC., HSBC SECURITIES (USA) INC., MORGAN STANLEY & CO. INCORPORATED, ING BARINGS CORP., and ING BARINGS LLC.

Firm Information

Theodore Langworthy is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Theodore Langworthy’s Registration & Firm History

NY

09/22/2022 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

09/01/2021 - 07/08/2022

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NY

08/09/2017 - 09/23/2021

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

04/28/2015 - 07/19/2017

SEB SECURITIES, INC. (NEW YORK NY)

NY

06/13/2012 - 07/02/2014

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

NY

11/02/2009 - 06/12/2012

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

04/10/2002 - 10/27/2009

MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)

NY

04/30/2001 - 04/12/2002

ING BARINGS CORP. (NEW YORK NY)

NY

04/25/2000 - 04/30/2001

ING BARINGS LLC (NEW YORK NY)

NY

05/17/1999 - 05/12/2000

CHASE SECURITIES INC. (NEW YORK NY)

MD

07/23/1998 - 08/11/1999

BT ALEX. BROWN INCORPORATED (BALTIMORE MD)

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Licenses & Designations

BC

Issued 06/18/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/03/2007

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 11/05/2021

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/08/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Theodore Paul Langworthy.
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