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Theodore Paul Giuliano

Neuberger Berman BD LLC

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About Theodore Paul Giuliano

Theodore Giuliano has been in the financial industry since 1987. Currently, Theodore is a registered representative with Neuberger Berman BD LLC. Theodore also provides portfolio management services to various Neuberger Berman BD LLC clients. Previously, Theodore worked at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC and NEUBERGER BERMAN MANAGEMENT INC. Theodore is licensed to sell securities in 53 states and Washington D.C.

Firm Information

Theodore Giuliano is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Theodore Giuliano’s Registration & Firm History

NY

03/26/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

09/18/2007 - 05/13/2008

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEW YORK NY)

NY

11/19/1996 - 04/13/2006

NEUBERGER BERMAN MANAGEMENT INC. (NEW YORK NY)

NY

10/26/1984 - 04/13/2006

NEUBERGER BERMAN, LLC (NEW YORK NY)

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Licenses & Designations

IA

Issued 10/24/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/18/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/29/1987

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/25/1990

Series 3 - National Commodity Futures Examination

BC

Issued 10/20/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Theodore Paul Giuliano.
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