Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theodore? Claim Your ProfileTheodore Parks is a securities professional with over 20 years of experience in the financial services industry. Theodore is currently registered with Smbc Nikko Securities America, Inc. Theodore has held previous positions at firms such as Natixis Securities Americas LLC, NABSecurities, LLC, HSBC Securities (USA) Inc., ABN AMRO Incorporated, and UBS Securities LLC. Theodore is licensed in 51 states and holds the Series 17, Series 24, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/21/2015 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
02/28/2013 - 09/22/2015
NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)
NY
01/10/2012 - 12/12/2012
NABSECURITIES, LLC (NEW YORK NY)
NY
07/02/2008 - 11/17/2011
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
04/16/2004 - 06/18/2008
ABN AMRO INCORPORATED (NEW YORK NY)
NY
03/17/2003 - 03/18/2004
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 08/30/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/24/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2003
Series 17 - Limited Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Theodore Parks is the right advisor for you? Invested Better is here to help.
