Unclaimed
Theodore Nicholas Papadopoulos is a financial advisor with Janney Montgomery Scott LLC, where he has been employed since January 2021. Prior to this, he held positions at UBS Financial Services Inc., J.P. Morgan Securities LLC, Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Oppenheimer & Co. Inc., CIBC World Markets Corp., Salomon Smith Barney Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and NatWest Investor Services Corporation. Theodore has been in the financial services industry since 1993. He is registered to provide investment advice in Florida, New Jersey, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NY
05/04/2023 - Present
Janney Montgomery Scott LLC (GARDEN CITY NY)
NY
08/15/2012 - 01/13/2021
UBS FINANCIAL SERVICES INC. (GARDEN CITY NY)
NY
01/19/2010 - 08/28/2012
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
06/01/2009 - 01/27/2010
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
09/19/2003 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/03/2003 - 09/12/2003
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
12/11/2000 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
11/21/1997 - 12/14/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
11/11/1994 - 11/25/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/23/1993 - 10/12/1994
NATWEST INVESTOR SERVICES CORPORATION (NEW YORK NY)
IA
Issued 03/14/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/18/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2005
Series 3 - National Commodity Futures Examination
BC
Issued 04/22/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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