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Theodore Leroy Spencer

Siebert Williams Shank & CO., LLC

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About Theodore Leroy Spencer

Theodore Leroy Spencer has been active in the financial industry since July 17, 1990. Spencer is currently registered with Siebert Williams Shank & CO., LLC in California and New York. Prior to joining Siebert Williams Shank, Spencer worked at Muriel Siebert & Co., Inc., Grigsby, Brandford & Co., Inc., and Charles Schwab & Co., Inc. Spencer has a wide range of experience in the financial industry, having passed several industry exams.

Firm Information

Theodore Spencer is currently registered with Siebert Williams Shank & CO., LLC. Siebert Williams Shank & CO., LLC is a Limited Liability Company that was formed in March 1997. The firm is registered in all 50 states and with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Theodore Spencer’s Registration & Firm History

CA

08/04/1997 - Present

Siebert Williams Shank & CO., LLC (OAKLAND CA)

NY

09/20/2013 - 03/23/2015

MURIEL SIEBERT & CO., INC. (NEW YORK NY)

NY

02/09/1998 - 12/09/2004

MURIEL SIEBERT & CO., INC. (NEW YORK NY)

NY

10/17/1996 - 08/04/1997

MURIEL SIEBERT & CO., INC. (NEW YORK NY)

CA

01/30/1992 - 10/23/1996

GRIGSBY, BRANDFORD & CO., INC. (SAN FRANCISCO CA)

TX

06/29/1990 - 01/10/1992

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

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Licenses & Designations

BC

Issued 08/09/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/04/1998

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/24/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/16/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Theodore Leroy Spencer.
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