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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theodore? Claim Your ProfileTheodore Leonard Brooks is a financial advisor with over 20 years of experience in the industry. Theodore is currently registered with IP Financial Advisory Services LLC, where he provides financial planning and portfolio management services to individual clients. Previously, Theodore has held positions at a number of firms, including Supreme Alliance LLC, Lincoln Investment and Cambridge Investment Research, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting services to qualified retirement plans
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Recurring fees
1
2
CT
02/14/2021 - Present
IP Financial Advisory Services LLC (North Haven CT)
CT
07/17/2019 - 02/01/2021
SUPREME ALLIANCE LLC (North Haven CT)
CT
01/03/2017 - 03/14/2019
LINCOLN INVESTMENT (New Haven CT)
CT
07/15/2016 - 01/03/2017
LEGEND EQUITIES CORPORATION (New Haven CT)
CT
05/04/2012 - 07/18/2016
PLANMEMBER SECURITIES CORPORATION (New Haven CT)
CT
11/02/2010 - 05/23/2012
CAMBRIDGE INVESTMENT RESEARCH, INC. (NEW HAVEN CT)
CT
08/01/2008 - 11/06/2008
NATIONWIDE SECURITIES, LLC (NEW HAVEN CT)
CT
05/14/2007 - 08/01/2008
1717 CAPITAL MANAGEMENT COMPANY (NEW HAVEN CT)
MA
03/13/2006 - 08/25/2006
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
FL
09/19/2005 - 02/07/2006
J.W. COLE FINANCIAL, INC. (TAMPA FL)
MA
04/08/2003 - 09/19/2005
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
MO
11/02/1999 - 12/31/2002
FFP SECURITIES, INC. (CHESTERFIELD MO)
MO
11/14/1996 - 10/22/1999
FFP SECURITIES, INC. (CHESTERFIELD MO)
IA
Issued 06/22/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/10/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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