Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theodore? Claim Your ProfileTheodore Romano is a financial advisor with over 26 years of experience in the industry. Theodore has a Series 6, Series 63, and SIE license. Theodore is currently registered with Farmers Financial Solutions, LLC. Previously, Theodore was registered with The O.N. Equity Sales Company, Farmers Financial Solutions, LLC, USAllianz Securities, Inc. and Hartford Equity Sales Company Inc. Theodore is registered in Arizona, Colorado, Washington, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
WY
01/09/2023 - Present
Farmers Financial Solutions, LLC (CHEYENNE WY)
WY
01/21/2016 - 12/31/2022
THE O.N. EQUITY SALES COMPANY (CHEYENNE WY)
WY
09/18/2002 - 01/05/2016
FARMERS FINANCIAL SOLUTIONS, LLC (CHEYENNE WY)
MN
09/14/1999 - 09/03/2002
USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)
CT
11/25/1994 - 12/02/1997
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
BC
Issued 10/31/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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