Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theodore? Claim Your ProfileTheodore Kuo is a financial professional with over 15 years of experience in the securities industry. Theodore has a strong background in securities trading and investment banking, having held positions at UBS Securities LLC and BMO Capital Markets Corp. Theodore is currently registered with Mizuho Securities USA LLC, a leading global investment bank. Theodore holds a variety of licenses and registrations, including Series 7, Series 24, Series 57 and Series 63. Theodore is committed to providing clients with comprehensive financial advice and investment solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/03/2024 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
08/08/2022 - 02/26/2024
BMO CAPITAL MARKETS CORP. (New York NY)
NY
11/14/2006 - 10/28/2019
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 08/22/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/06/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2018
Series 57 - Securities Trader Exam
BC
Issued 11/13/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
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