Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theodore? Claim Your ProfileTheodore Kristian Shirley is an active broker in New York. Theodore joined Dealerweb Inc. in 2011, and has been registered with FINRA since 2011. Theodore is a Series 72 and SIE exam holder and has been in the industry since 1993. Prior to Dealerweb Inc., Theodore worked at Rafferty Capital Markets, LLC, Seaboard Securities, Inc., Chapdelaine Corporate Securities & Co and Exco RMJ Securities Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/11/2011 - Present
Dealerweb Inc. (GARDEN CITY NY)
NY
07/21/2004 - 10/10/2011
RAFFERTY CAPITAL MARKETS, LLC (GARDEN CITY NY)
NJ
11/06/2001 - 07/15/2004
SEABOARD SECURITIES, INC. (FLORHAM PARK NJ)
NY
06/10/1997 - 11/02/2001
CHAPDELAINE CORPORATE SECURITIES & CO (NEW YORK NY)
NY
06/25/1993 - 06/06/1997
EXCO RMJ SECURITIES CORP. (NEW YORK NY)
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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