Unclaimed
Theodore Kleynerman is a financial professional with over 20 years of experience in the financial services industry. Theodore has worked for several firms including Great Point Capital LLC, Assent LLC, Andover Brokerage, L.L.C., Lion's Group Trading LLC, and Worldco, L.L.C. Theodore is currently registered with Great Point Capital LLC in Austin, TX. Theodore holds a Series 4, Series 7, Series 24, Series 55, Series 63, Series 57TO, Series 99TO, and SIE licenses. Theodore is also registered as a broker in New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
07/23/2010 - Present
Great Point Capital LLC (AUSTIN TX)
NY
03/03/2003 - 08/16/2010
ASSENT LLC (BROOKLYN NY)
NY
11/15/2002 - 03/03/2003
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
NY
01/31/2002 - 11/06/2002
LION'S GROUP TRADING LLC (NEW YORK NY)
NY
09/28/2001 - 02/21/2002
WORLDCO, L.L.C. (NEW YORK NY)
BC
Issued 11/06/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/09/2008
Series 4 - Registered Options Principal Examination
BC
Issued 08/22/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
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