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Theodore Joseph Gross

Northwestern Mutual Investment Services, LLC

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About Theodore Joseph Gross

Theodore Joseph Gross has been in the industry since January 1, 1998. Currently, Theodore is an active representative at Northwestern Mutual Investment Services, LLC. Theodore was previously employed by Wells Fargo Clearing Services, LLC, First Clearing, LLC, Country Capital Management Company, First Union Brokerage Services, Inc., SunAmerica Securities, Inc., U.S. Bancorp Investments, Inc. and Liberty Financial Investments, Inc. Theodore holds the SIE, Series 6, Series 7 and Series 63 licenses.

Firm Information

Theodore Gross is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Theodore Gross’s Registration & Firm History

WI

11/03/2022 - Present

Northwestern Mutual Investment Services, LLC (Milwaukee WI)

WI

11/11/2016 - 09/21/2022

WELLS FARGO CLEARING SERVICES, LLC (MILWAUKEE WI)

MO

11/17/2003 - 11/11/2016

FIRST CLEARING, LLC (ST. LOUIS MO)

IL

05/20/2002 - 09/25/2003

COUNTRY CAPITAL MANAGEMENT COMPANY (BLOOMINGTON IL)

NC

04/12/2000 - 09/15/2000

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

AZ

05/06/1998 - 03/28/2000

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

MN

01/20/1998 - 04/14/1998

U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)

MA

10/10/1995 - 11/05/1997

LIBERTY FINANCIAL INVESTMENTS, INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 12/15/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/09/1998

Series 7 - General Securities Representative Examination

BC

Issued 09/15/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Theodore Joseph Gross.
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