Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theodore? Claim Your ProfileTheodore Joseph Brombach is a registered representative with XMS Capital Partners, LLC, a firm that specializes in providing investment advisory services. Theodore's experience in the financial industry dates back to 1991, and he has held positions with several firms, including Monroe Securities, Inc. and Morgan Stanley & Co., Incorporated. He is licensed to sell securities in Illinois, Massachusetts and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
05/29/2007 - Present
XMS Capital Partners, LLC (CHICAGO IL)
IL
10/27/2006 - 05/30/2007
MONROE SECURITIES, INC. (CHICAGO IL)
NY
09/11/1990 - 02/17/2006
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 04/19/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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