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Theodore John Delisi

CWM, LLC

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About Theodore John Delisi

Theodore Delisi is a financial advisor who has been working in the industry since 1987. Theodore is currently registered with CWM, LLC in North Carolina and Texas. Theodore has also worked with Cetera Advisor Networks LLC and LPL Financial LLC. Theodore offers investment advisory services, financial planning, and selection of other advisers.

Firm Information

Theodore Delisi is currently registered with CWM, LLC. CWM, LLC is a registered investment adviser based in Omaha, NE, with over 475 investment adviser representatives. The firm manages a total of $26.77 billion in client assets, primarily for high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and pension and profit-sharing plans. The firm offers advisory services such as financial planning, portfolio management for individuals, selection of other advisers, and sub-advisory services for other investment advisory firms. The firm also participates in wrap fee programs.
CWM, LLC

14600 BRANCH ST.

OMAHA, NE 68154

$26.77B

Assets Under Management

629

Total Clients

448

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sub-advisory services for other investment advisory firms

Sub-advisory services for other investment advisory firms

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitor fees from other investment advisors

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Theodore Delisi’s Registration & Firm History

NC

11/22/2019 - Present

CWM, LLC (Mooresville NC)

NC

03/14/2018 - 05/08/2019

CETERA ADVISOR NETWORKS LLC (MOORESVILLE NC)

NC

07/21/2000 - 03/16/2018

LPL FINANCIAL LLC (MOORESVILLE NC)

GA

01/03/1997 - 07/21/2000

FSC SECURITIES CORPORATION (ATLANTA GA)

IN

03/07/1995 - 12/18/1996

CHUBB SECURITIES CORPORATION (FORT WAYNE IN)

NY

06/01/1992 - 01/17/1995

NYLIFE SECURITIES INC. (NEW YORK NY)

MN

09/11/1990 - 10/30/1990

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

09/11/1990 - 10/30/1990

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

NA

05/19/1989 - 06/15/1990

FIRST EAGLE, INC.

NA

11/21/1988 - 10/02/1989

F.D. ROBERTS SECURITIES, INC.

NA

06/20/1989 - 09/20/1989

CASTLETON-RHODES INC.

NA

10/10/1988 - 11/16/1988

ALLIED CAPITAL GROUP, INC.

NA

09/24/1987 - 07/05/1988

F.D. ROBERTS SECURITIES, INC.

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Licenses & Designations

BOTH

Issued 02/19/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/03/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/15/2001

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/19/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are 3 public disclosures for Theodore John Delisi. Review regulatory record here.
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