Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theodore? Claim Your ProfileTheodore Crowley is a financial advisor with over 30 years of experience in the industry. Theodore has a strong background in working with a variety of clients, including high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Theodore is currently registered with RBC Capital Markets, LLC. Previously, Theodore worked at Morgan Stanley for over 13 years and before that, at Morgan Stanley & Co. Incorporated. Theodore holds a variety of licenses, including Series 7, 9, 10, 24, 52, 53, 63, and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
08/22/2022 - Present
RBC Capital Markets, LLC (SCOTTSDALE AZ)
AZ
06/01/2009 - 08/11/2022
MORGAN STANLEY (Scottsdale AZ)
AZ
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SCOTTSDALE AZ)
AZ
06/19/1995 - 04/02/2007
MORGAN STANLEY DW INC. (SCOTTSDALE AZ)
AZ
03/04/1994 - 06/08/1995
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
AZ
04/28/1993 - 02/16/1994
FRANKLIN-LORD, INC. (SCOTTSDALE AZ)
MO
09/04/1990 - 11/05/1990
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
02/16/1990 - 09/04/1990
BOETTCHER & COMPANY, INC.
NY
02/15/1988 - 03/12/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
09/02/1986 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
02/19/1986 - 09/09/1986
HUTCHISON FINANCIAL CORPORATION
IA
Issued 01/03/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/07/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/24/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 05/12/1993
Series 4 - Registered Options Principal Examination
BC
Issued 05/07/1993
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/04/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 04/26/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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