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Theodore Jeffrey Hague

Mizuho Securities USA LLC

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About Theodore Jeffrey Hague

Theodore Jeffrey Hague is a registered representative with Mizuho Securities USA LLC in New York, NY. Theodore Jeffrey Hague is also a registered representative with CREDIT SUISSE SECURITIES (USA) LLC. Theodore Jeffrey Hague has been in the industry since August 7, 2022. Theodore Jeffrey Hague has passed the Series 63, Series 7TO, Series 57TO and SIE exams.

Firm Information

Theodore Hague is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Theodore Hague’s Registration & Firm History

NY

05/08/2023 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

08/08/2022 - 05/23/2023

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/13/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/27/2022

Series 57TO - Securities Trader Exam

BC

Issued 08/08/2022

Series 7TO - General Securities Representative Examination

BC

Issued 05/26/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Theodore Jeffrey Hague.
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