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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theodore? Claim Your ProfileTheodore James Swenson is an Investment Advisor Representative with CWM, LLC. Theodore is a CERTIFIED FINANCIAL PLANNER™ professional. Theodore has been in the financial services industry since 1998. He previously worked at LPL Financial LLC, Edward Jones, American Express Financial Advisors Inc., and IDS Life Insurance Company. Theodore is licensed to provide financial advice in multiple states, including Colorado, Texas, California, Arizona, Georgia, Illinois, Iowa, Kansas, Minnesota, Missouri, Nebraska, Nevada, New Mexico, South Carolina, Washington and Florida. Theodore has a deep understanding of the financial services industry and is committed to providing his clients with personalized, comprehensive advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Sub-advisory services for other investment advisory firms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees from other investment advisors
1
2
CO
10/24/2018 - Present
CWM, LLC (Arvada CO)
CO
12/10/2010 - 11/07/2018
LPL FINANCIAL LLC (ENGLEWOOD CO)
CO
10/06/1999 - 12/14/2010
EDWARD JONES (ARVADA CO)
MN
03/23/1998 - 10/22/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/23/1998 - 10/22/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 01/16/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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