Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theodore? Claim Your ProfileTheodore Mortonson is an experienced financial professional with over 30 years of experience in the industry. Theodore has a strong track record of providing investment advice and wealth management services to a variety of clients, including high-net-worth individuals, corporations, and institutions. Theodore is currently registered with Robert W. Baird & Co. Inc. and has held previous positions at Raymond James & Associates, Inc., Pacific Crest Securities LLC, RBC Dominion Securities Corporation, RBC Dain Rauscher Inc., and Wessels, Arnold & Henderson, L.L.C. Theodore holds the Series 63, Series 7, Series 8, Series 9, Series 10 and SIE licenses. Theodore is committed to providing clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WI
10/01/2019 - Present
Robert W. Baird & Co. Inc. (MILWAUKEE WI)
FL
09/07/2010 - 09/23/2019
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
OR
10/20/2003 - 08/12/2010
PACIFIC CREST SECURITIES LLC (PORTLAND OR)
NY
11/06/2002 - 04/04/2003
RBC DOMINION SECURITIES CORPORATION (NEW YORK NY)
NY
04/06/1998 - 03/07/2003
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MN
04/20/1994 - 04/06/1998
WESSELS, ARNOLD & HENDERSON, L.L.C. (MINNEAPOLIS MN)
WI
01/25/1993 - 04/19/1994
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 01/28/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/25/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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