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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theodore? Claim Your ProfileTheodore Grimes Hart is a financial advisor with over 30 years of experience in the financial services industry. Theodore is currently registered with Morgan Stanley. Previously, Theodore worked with CITIGROUP GLOBAL MARKETS INC., MORGAN STANLEY & CO., INCORPORATED, MORGAN STANLEY DW INC., SHEARSON LEHMAN HUTTON INC., and ISFA CORPORATION. Theodore specializes in advising individuals, high-net-worth individuals, businesses, investment companies, insurance companies, charitable organizations, pension and profit-sharing plans, banking and thrift institutions, and state or municipal government entities. Theodore is licensed to provide investment advice in 43 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
DC
04/08/2020 - Present
Morgan Stanley (Washington DC)
DC
07/27/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WASHINGTON DC)
DC
04/02/2007 - 07/31/2007
MORGAN STANLEY & CO., INCORPORATED (WASHINGTON DC)
DC
05/12/1989 - 04/02/2007
MORGAN STANLEY DW INC. (WASHINGTON DC)
NY
01/12/1989 - 06/14/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
WI
12/16/1987 - 12/16/1988
ISFA CORPORATION (APPLETON WI)
BC
Issued 12/23/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 12/12/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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