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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theodore? Claim Your ProfileTheodore Glenn Shively is a financial advisor with over 15 years of experience in the industry. Theodore is currently registered with Raymond James & Associates, Inc. Theodore has a wide range of experience in the financial services industry, including investment advisory and brokerage services. Theodore has a strong track record of success in providing personalized financial advice to a diverse clientele, including high-net-worth individuals, corporations, and institutions. Theodore's expertise covers a variety of financial planning needs, such as retirement planning, investment management, and estate planning. Theodore is committed to providing clients with the highest level of service and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
01/28/2019 - Present
Raymond James & Associates, Inc. (Chicago IL)
AZ
08/03/2007 - 04/29/2009
ING FUNDS DISTRIBUTOR, LLC (SCOTTSDALE AZ)
BOTH
Issued 01/25/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/14/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/13/2014
Series 24 - General Securities Principal Examination
BC
Issued 08/04/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/07/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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