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Theodore Gentry Stricker

Cetera Investment Advisers LLC

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About Theodore Gentry Stricker

Theodore Gentry Stricker is a financial advisor with Cetera Investment Advisers LLC. Theodore Stricker has been in the industry since 1998 and has experience in financial planning, pension consulting, and portfolio management. Theodore Stricker is registered with the state of New Jersey as an investment advisor representative and the state of New York as both an investment advisor representative and a broker. Theodore Stricker is also a Certified Financial Planner.

Firm Information

Theodore Stricker is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

127 ROUTE 59

MONSEY, NY 10952

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Theodore Stricker’s Registration & Firm History

NY

03/31/2021 - Present

Cetera Investment Advisers LLC (MONSEY NY)

CA

02/10/2015 - 07/14/2015

INVESTORS CAPITAL CORP. (EL SEGUNDO CA)

CA

02/10/2015 - 07/14/2015

J.P. TURNER & COMPANY, L.L.C. (El Segundo CA)

CA

02/10/2015 - 07/14/2015

LEGEND EQUITIES CORPORATION (El Segundo CA)

CA

02/10/2015 - 07/14/2015

SUMMIT BROKERAGE SERVICES, INC. (EL SEGUNDO CA)

CA

01/21/2015 - 07/14/2015

FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)

MN

06/02/2014 - 07/14/2015

CETERA INVESTMENT SERVICES LLC (ST. CLOUD MN)

CA

12/23/2013 - 07/14/2015

CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)

CO

12/23/2013 - 07/14/2015

CETERA ADVISORS LLC (GREENWOOD VILLAGE CO)

CT

02/06/2004 - 09/15/2004

HOCHMAN & BAKER SECURITIES, INC. (STAMFORD CT)

VA

04/18/2002 - 02/04/2004

CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)

IL

04/18/2002 - 02/03/2004

TERRA SECURITIES CORPORATION (SCHAUMBURG IL)

NY

05/07/2001 - 04/05/2002

SCHONFELD SECURITIES, LLC (JERICHO NY)

NY

03/18/1998 - 04/19/2001

ON-SITE TRADING, INC. (GREAT NECK NY)

FL

12/17/1997 - 03/03/1998

SPENCER CLARKE L.P. (MIAMI BEACH FL)

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Licenses & Designations

IA

Issued 8/10/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 1/26/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 2/8/1999

Series 24 - General Securities Principal Examination

BC

Issued 1/2/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/4/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/16/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Theodore Gentry Stricker.
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