Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theodore? Claim Your ProfileTheodore Geller is a registered representative and investment advisor representative with Wells Fargo Clearing Services, LLC. Theodore has been in the securities industry since 1970. Theodore holds Series 63, Series 65, and Series 7TO licenses. Theodore has been registered with Wells Fargo Advisors LLC since 2009 and Wells Fargo Clearing Services, LLC since 2016. Prescott, Ball & Turben, Inc., Prescott, Ball & Turben, and Bruns, Nordeman, Rea & Co. are prior firms where Theodore was registered.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/27/2024 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
NA
08/14/1978 - 09/04/1990
PRESCOTT, BALL & TURBEN, INC.
NA
02/04/1977 - 08/14/1978
PRESCOTT, BALL & TURBEN
NA
06/28/1976 - 02/04/1977
PRESCOTT, BALL & TURBEN
NA
02/24/1970 - 07/09/1976
BRUNS, NORDEMAN, REA & CO.
IA
Issued 04/30/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/12/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/13/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 09/02/1977
PC - AMEX Put and Call Exam
BC
Issued 09/09/1968
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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