linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Theodore Francis Baszto

Cetera Investment Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Theodore? Claim Your Profile

About Theodore Francis Baszto

Theodore Francis Baszto is a financial advisor with Cetera Investment Services LLC, having joined the firm on July 5, 2013. Theodore's career in the financial services industry began on June 17, 1994, with experience at several firms before joining Cetera. Theodore has a strong track record in the financial services industry, having worked in various roles and locations across the country. Theodore is licensed in Florida and Georgia.

Firm Information

Theodore Baszto is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Theodore Baszto’s Registration & Firm History

FL

07/05/2013 - Present

Cetera Investment Services LLC (VENICE FL)

FL

02/13/2007 - 03/31/2012

MORGAN KEEGAN & COMPANY, INC. (PALM HARBOR FL)

FL

04/13/2006 - 02/13/2007

AMSOUTH INVESTMENT SERVICES, INC. (PALM HARBOR FL)

FL

04/23/2005 - 12/31/2005

WACHOVIA SECURITIES, LLC (PORT CHARLOTTE FL)

AL

02/06/1998 - 04/23/2005

SOUTHTRUST SECURITIES, LLC (BIRMINGHAM AL)

NY

08/03/1998 - 04/03/2000

LIBERTY SECURITIES CORPORATION (PURCHASE NY)

NA

02/19/1998 - 08/03/1998

INDEPENDENT FINANCIAL SECURITIES, INC.

OH

08/05/1994 - 10/01/1997

FIRST OF AMERICA BROKERAGE SERVICE, INC. (CLEVELAND OH)

MN

07/29/1992 - 08/10/1994

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

07/29/1992 - 08/10/1994

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

Not sure if Theodore Francis Baszto is right for you?

Licenses & Designations

BC

Issued 10/03/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/22/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/27/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Theodore Francis Baszto.
Not sure if Theodore Francis Baszto is right for you?