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Theodore Erich Kurth

Pershing LLC

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About Theodore Erich Kurth

Theodore Kurth has been in the financial services industry since September 11, 1996. Theodore is currently registered with Pershing LLC in Jersey City, NJ. Theodore previously worked at Morgan Stanley Distribution, Inc., AIG Equity Sales Corp., Vanguard Marketing Corporation, Janney Montgomery Scott Inc., and L.C. Wegard & Co., Inc. Theodore holds Series 63, Series 26, Series 52TO, SIE and Series 7 licenses.

Firm Information

Theodore Kurth is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Theodore Kurth’s Registration & Firm History

NJ

06/30/2006 - Present

Pershing LLC (JERSEY CITY NJ)

NY

09/06/1996 - 05/09/2005

MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)

NY

01/31/1996 - 07/12/1996

AIG EQUITY SALES CORP. (NEW YORK NY)

PA

12/06/1995 - 01/16/1996

VANGUARD MARKETING CORPORATION (MALVERN PA)

PA

05/05/1995 - 10/30/1995

JANNEY MONTGOMERY SCOTT INC. (PHILADELPHIA PA)

NY

04/10/1995 - 05/09/1995

L.C. WEGARD & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/13/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/11/2001

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 08/01/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/07/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Theodore Erich Kurth.
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