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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theodore? Claim Your ProfileTheodore Edward Greggis has been active in the financial industry since April 2011. Theodore is currently registered with Private Client Services, LLC as a Registered Representative (RR) and an Investment Advisor Representative (IAR). Theodore has a strong background in the industry having held prior positions with Peak Brokerage Services, LLC, ING Financial Advisors, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Advest, Inc. Theodore is also a Series 63, 65, and 66 licensed professional. Theodore's experience and credentials demonstrate a dedication to providing investment advice and financial guidance to individuals, corporations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
10/31/2023 - Present
Private Client Services, LLC (Middletown CT)
FL
09/09/2019 - 09/20/2023
PEAK BROKERAGE SERVICES, LLC (JUPITER FL)
CT
09/01/2006 - 12/03/2008
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
NY
03/08/2006 - 09/28/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CT
06/09/2000 - 03/08/2006
ADVEST, INC. (HARTFORD CT)
BOTH
Issued 11/21/2019
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/23/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2020
Series 24 - General Securities Principal Examination
BC
Issued 04/17/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/24/2020
Series 99TO - Operations Professional Examination
BC
Issued 09/09/2019
Series 7TO - General Securities Representative Examination
BC
Issued 06/03/2019
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 06/08/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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