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Theodore Dean Sangalis

Northwestern Mutual Investment Services, LLC

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About Theodore Dean Sangalis

Theodore Sangalis is a registered investment advisor with Northwestern Mutual Investment Services, LLC. Theodore has been in the financial services industry for over 30 years. Theodore has a Series 6, 7, 63, and 66 licenses. Theodore also has a SIE license. Theodore is registered with the state of Illinois, as well as 26 other states. Theodore's branch office is located in Oak Brook, Illinois. Theodore can also earn commissions from insurance companies for sales of non-variable life, health, annuity and/or disability income insurance products. Theodore is the 100% owner of Seven Palms LLC, an investment property in Scottsdale, Arizona. Theodore's firm provides investment research and referrals to other advisors.

Firm Information

Theodore Sangalis is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Theodore Sangalis’s Registration & Firm History

IL

10/15/2008 - Present

Northwestern Mutual Investment Services, LLC (OAK BROOK IL)

WI

01/07/1988 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BOTH

Issued 10/07/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/09/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/28/2008

Series 7 - General Securities Representative Examination

BC

Issued 01/06/1988

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Theodore Dean Sangalis.
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