Unclaimed
Theodore David Olson has been in the securities industry since October 4, 2005. Theodore is currently registered with BNP Paribas Securities Corp. in San Francisco, California. Theodore was previously registered with MUFG Securities Americas Inc. in New York, New York and BTMU Securities, Inc. in San Francisco, California. Theodore is also registered with Citigroup Global Markets Inc. in San Francisco, California. Theodore holds the Series 7, Series 63, Series 66, Series 79TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
10/28/2019 - Present
BNP Paribas Securities Corp. (SAN FRANCISCO CA)
NY
04/01/2017 - 10/29/2019
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
CA
06/20/2012 - 04/01/2017
BTMU SECURITIES, INC. (SAN FRANCISCO CA)
CA
11/11/2004 - 07/27/2011
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
BOTH
Issued 05/04/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/03/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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