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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theodore? Claim Your ProfileTheodore Horowitz is a financial advisor with Kestra Private Wealth Services, LLC. Theodore is a CERTIFIED FINANCIAL PLANNER™ professional who is licensed to provide investment advisory services in Arizona and Texas. Theodore has been in the financial services industry since October 4, 1994, and has experience working with individuals, high-net-worth individuals, corporations, pension and profit sharing plans, charitable organizations, insurance companies, and banking or thrift institutions. Theodore is also a registered representative with Kestra Investment Services, LLC, and has a Series 3, 7, 9, 10, 63, and 65 license. Theodore is based in Austin, Texas and is part of the Kestra Private Wealth Services, LLC team. Theodore's primary focus is on providing financial planning and investment management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
05/05/2021 - Present
Kestra Private Wealth Services, LLC (AUSTIN TX)
AZ
07/27/2012 - 05/10/2021
AMERIPRISE FINANCIAL SERVICES, LLC (SCOTTSDALE AZ)
AZ
06/01/2009 - 08/09/2012
MORGAN STANLEY SMITH BARNEY (PEORIA AZ)
AZ
05/06/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PEORIA AZ)
NJ
01/05/2001 - 05/27/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
03/02/1998 - 01/26/2001
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
01/02/1998 - 03/02/1998
DAIN RAUSCHER INCORPORATED
TX
08/08/1997 - 01/02/1998
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NY
10/05/1994 - 08/20/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 05/28/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/24/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/13/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/11/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2001
Series 3 - National Commodity Futures Examination
BC
Issued 10/04/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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