Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theodore? Claim Your ProfileTheodore Bender Shaw is a financial professional with over 10 years of experience in the industry. Theodore is currently registered with Houlihan Lokey Capital, Inc. in California. Theodore's previous experience includes positions at SEA PORT GROUP SECURITIES, LLC and RBC CAPITAL MARKETS, LLC. Theodore has passed the Series 63, Series 24, SIE, and Series 79 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
06/18/2014 - Present
Houlihan Lokey Capital, Inc. (LOS ANGELES CA)
NY
08/28/2012 - 05/09/2014
SEA PORT GROUP SECURITIES, LLC (NEW YORK NY)
CA
03/06/2012 - 06/29/2012
RBC CAPITAL MARKETS, LLC (SAN FRANCISCO CA)
BC
Issued 11/04/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/02/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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