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Theodore Anthony Swinarski

Fmsbonds, Inc.

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About Theodore Anthony Swinarski

Theodore Anthony Swinarski is a financial advisor who has been in the industry since 1987. He currently works at Fmsbonds, Inc. Theodore has a broad range of experience, having worked at several firms over the years, including Stockcross Financial Services, Inc., UBS Financial Services Inc., and UBS Securities LLC. He is registered in 51 states and is a licensed Series 7, Series 24, Series 53, and Series 63 representative. Theodore is also a SIE exam passholder.

Firm Information

Theodore Swinarski is currently registered with Fmsbonds, Inc.. Fmsbonds, Inc. is a Corporation that was formed on August 11, 1978. They are registered to provide investment services in 52 states and the District of Columbia, and have been approved for SEC registration. Fmsbonds, Inc. has been involved in 11 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

72

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Theodore Swinarski’s Registration & Firm History

FL

02/05/2013 - Present

Fmsbonds, Inc. (NORTH MIAMI BEACH FL)

FL

03/08/2011 - 02/05/2013

STOCKCROSS FINANCIAL SERVICES, INC. (WINTER PARK FL)

FL

10/01/2008 - 03/28/2011

UBS FINANCIAL SERVICES INC. (ORLANDO FL)

FL

01/16/2006 - 10/21/2008

UBS SECURITIES LLC (ORLANDO FL)

NJ

11/16/1994 - 01/16/2006

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

FL

11/30/1987 - 02/23/1994

A. F. BEST SECURITIES, INC. (CORAL SPRINGS FL)

NY

01/21/1987 - 11/18/1987

OPPENHEIMER & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/06/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/24/1993

Series 24 - General Securities Principal Examination

BC

Issued 10/26/1990

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/20/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Theodore Anthony Swinarski.
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