Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theodore? Claim Your ProfileTheodore Anthony Stanley is a financial advisor with LPL Financial LLC. Theodore has been in the industry since 1994 and has worked for several firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC ONE SECURITIES CORPORATION, GNA SECURITIES, INC., and Dean Witter Reynolds Inc. Theodore is registered with FINRA, the Securities Industry and Financial Markets Association, and is licensed to sell securities in several states. Theodore specializes in providing investment advice to individuals and families, retirement planning, and insurance products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
09/21/2007 - Present
LPL Financial LLC (HOUSTON TX)
TX
09/19/2006 - 05/11/2007
XCU CAPITAL CORPORATION, INC. (HOUSTON TX)
TX
07/08/2004 - 03/23/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WOODLANDS TX)
IL
04/30/1997 - 01/14/2003
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IL
10/16/1996 - 04/02/1997
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
VA
06/14/1995 - 10/16/1996
GNA SECURITIES, INC. (GLEN ALLEN VA)
NY
07/24/1992 - 06/15/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 10/11/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/18/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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