Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theodore? Claim Your ProfileTheodore Allan Schwab is a financial advisor with Steward Partners Investment Advisory, LLC. Theodore has been in the industry since 1985 and has experience working with a variety of clients including individuals, corporations, and institutions. Theodore holds a Series 7, 63 and 65 licenses and has a strong track record of success. Theodore's commitment to providing exceptional client service and personalized financial planning has earned him a reputation as a trusted advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
DC
04/03/2021 - Present
Steward Partners Investment Advisory, LLC (WASHINGTON DC)
DC
09/20/2013 - 05/27/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (WASHINGTON DC)
DC
06/01/2009 - 10/02/2013
MORGAN STANLEY (WASHINGTON DC)
DC
05/22/1989 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WASHINGTON DC)
NA
03/17/1986 - 05/22/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
10/22/1985 - 03/25/1986
CAPITAL EXPANSION GROUP, INC.
IA
Issued 12/31/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/31/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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