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Theodore Alan Fuller

Sunset Financial Services, Inc.

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About Theodore Alan Fuller

Theodore Fuller is a licensed securities professional with over two years of experience in the financial industry. Theodore is currently registered with Sunset Financial Services, Inc. and holds a Series 6 and Series 63 license. Theodore previously worked at J.P. Morgan Securities LLC, where Theodore held a Series 6 license. Theodore’s primary focus is on investment company products and variable contracts.

Firm Information

Theodore Fuller is currently registered with Sunset Financial Services, Inc.. Sunset Financial Services, Inc. is a corporation formed on April 23, 1964, and is registered to provide investment advisory services in all 50 states and the District of Columbia. The firm has been involved in 9 regulatory events and 2 arbitration cases.

Not reported

Assets Under Management

Not reported

Total Clients

33

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Theodore Fuller’s Registration & Firm History

MO

02/02/2018 - Present

Sunset Financial Services, Inc. (KANSAS CITY MO)

AZ

12/22/2015 - 08/08/2017

J.P. MORGAN SECURITIES LLC (LAKE HAVASU CITY AZ)

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Licenses & Designations

BC

Issued 01/04/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/22/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Theodore Alan Fuller.
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