Unclaimed
Theodora Shaughnessy Smith is a financial professional with over 10 years of experience in the industry. She holds the Series 7, Series 63 and SIE licenses and is registered with the state of Pennsylvania. Theodora is currently employed with Vanguard Marketing Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
09/03/2012 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 09/12/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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