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Theodora Shaughnessy Smith

Vanguard Marketing Corp.

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About Theodora Shaughnessy Smith

Theodora Shaughnessy Smith is a financial professional with over 10 years of experience in the industry. She holds the Series 7, Series 63 and SIE licenses and is registered with the state of Pennsylvania. Theodora is currently employed with Vanguard Marketing Corp.

Firm Information

Theodora Smith is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Theodora Smith’s Registration & Firm History

PA

09/03/2012 - Present

Vanguard Marketing Corp. (MALVERN PA)

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Licenses & Designations

BC

Issued 09/12/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/31/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Theodora Shaughnessy Smith.
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