Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theo? Claim Your ProfileTheo Malone is a registered representative with National Financial Services LLC and Fidelity Brokerage Services LLC. Theo Malone holds Series 7TO, Series 63, Series 24, and SIE licenses. Theo Malone has been active in the industry since December 16, 2020, and is currently registered with the state of Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
06/20/2022 - Present
National Financial Services LLC (BOSTON MA)
BC
Issued 01/05/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/2022
Series 24 - General Securities Principal Examination
BC
Issued 12/16/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/08/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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