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Theo A Constantine

Pruco Securities, LLC

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About Theo A Constantine

Theo Constantine is a financial advisor with over 35 years of experience in the industry. Theo is currently registered with Pruco Securities, LLC and is a licensed investment advisor in Florida and Texas. Theo has previously worked for several other firms, including KOVACK SECURITIES INC. and INVESTACORP, INC.. Theo is also a registered principal with FINRA and has held various securities licenses, including the Series 7, Series 24, Series 63, and Series 65 exams.

Firm Information

Theo Constantine is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Theo Constantine’s Registration & Firm History

FL

01/05/2022 - Present

Pruco Securities, LLC (TAMPA FL)

FL

02/20/2020 - 04/24/2020

PRUCO SECURITIES, LLC. (FORT MYERS FL)

FL

12/06/2002 - 01/02/2020

KOVACK SECURITIES INC. (Naples FL)

FL

11/16/1990 - 12/19/2002

INVESTACORP, INC. (MIAMI FL)

CT

10/03/1988 - 11/27/1990

DOMINICK & DOMINICK, INCORPORATED (OLD GREENWICH CT)

NA

02/21/1985 - 10/04/1988

DOMINICK & DOMINICK, INCORPORATED

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Licenses & Designations

IA

Issued 09/18/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/17/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/07/1991

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/16/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Theo A Constantine.
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