Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Themi? Claim Your ProfileThemi Pieropoulos is an investment advisor representative at Principal Securities, Inc. Themi has been in the industry since 2001 and holds multiple securities licenses, including Series 7, 24, 63, and 65. Themi also has a Series 6TO license. Themi specializes in providing financial planning, portfolio management for individuals, and pension consulting services to individuals, corporations, and charitable organizations. Themi also has experience with investment company products/variable contracts. Themi has been registered with Principal Securities, Inc. since 2016, and previously held positions at a number of other firms, including ADP Broker-Dealer, Inc., Capital Real Estate Securities, LLC, and Teachers Personal Investors Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IL
01/15/2015 - Present
Principal Securities, Inc. (DOWNERS GROVE IL)
NJ
01/28/2010 - 08/11/2011
ADP BROKER-DEALER, INC. (ROSELAND NJ)
NY
05/18/2009 - 07/31/2009
CAPITAL REAL ESTATE SECURITIES, LLC (NEW YORK NY)
IL
02/14/2008 - 08/12/2008
TEACHERS PERSONAL INVESTORS SERVICES, INC. (CHICAGO IL)
IL
07/06/2005 - 05/05/2006
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
11/08/2004 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
OH
12/18/2003 - 11/11/2004
ONE GROUP DEALER SERVICES, INC. (COLUMBUS OH)
OH
01/30/2001 - 02/07/2003
ONE GROUP DEALER SERVICES, INC. (COLUMBUS OH)
IL
02/04/2000 - 12/31/2000
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IL
02/01/1999 - 10/07/1999
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IL
03/17/1997 - 02/01/1999
FIRST CHICAGO NBD INVESTMENT SERVICES, INC. (CHICAGO IL)
NY
12/19/1995 - 12/09/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 01/09/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/09/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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