Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thelma? Claim Your ProfileThelma Ferguson has been in the industry since 1997, joining J.p. Morgan Securities LLC in 2012. She is a registered representative and principal with both FINRA and several state regulators. Thelma specializes in providing financial planning, pension consulting and selection of other advisors, as well as portfolio management services for individuals and businesses. Her experience includes work with Wheat, First Securities, Inc. and First Union Capital Markets Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
10/11/2012 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NC
02/02/1998 - 04/01/1998
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NC
11/18/1997 - 02/02/1998
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
BC
Issued 12/09/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 11/17/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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