Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thea? Claim Your ProfileThea Rae Lewis is a financial advisor at Charles Schwab & CO., Inc. Thea has over 20 years of experience in the financial services industry. Thea holds the Series 7, 31, 63, and 65 licenses, as well as the SIE certification. Thea also holds the Certified Financial Planner designation. Thea is registered to provide investment advice in Arkansas, California, Colorado, Florida, Illinois, Kentucky, Nevada, New Hampshire, New York, South Carolina, South Dakota, Texas, Utah, Virginia, and Washington. Thea is passionate about helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CA
04/20/2021 - Present
Charles Schwab & CO., Inc. (Newport Beach CA)
CA
06/13/2014 - 01/31/2017
AMERICAN FUNDS DISTRIBUTORS, INC. (IRVINE CA)
NE
09/10/2012 - 06/02/2014
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
CA
08/17/2010 - 03/05/2012
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (EL SEGUNDO CA)
CA
02/12/2010 - 06/08/2010
TRANSAMERICA FINANCIAL ADVISORS, INC (EL SEGUNDO CA)
CT
11/02/2005 - 01/02/2008
PLANCO FINANCIAL SERVICES, LLC (HARTFORD CT)
CA
10/21/2003 - 10/25/2005
PAYDEN & RYGEL DISTRIBUTORS (LOS ANGELES CA)
CA
04/30/2002 - 09/29/2003
AMERICAN FUNDS DISTRIBUTORS, INC. (LOS ANGELES CA)
NY
10/23/1998 - 03/19/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 07/10/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/03/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 10/22/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Thea Lewis is the right advisor for you? Invested Better is here to help.
