Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thea? Claim Your ProfileThea Leola Collins is a registered representative with Bofa Securities, Inc. in New York, NY. Thea has been in the industry since May 2012. Thea has passed the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99). Thea previously worked at BOFA SECURITIES PRIME, INC., MERRILL LYNCH PROFESSIONAL CLEARING CORP. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
11/15/2018 - Present
Bofa Securities, Inc. (NEW YORK NY)
NY
03/01/2023 - 03/05/2024
BOFA SECURITIES PRIME, INC. (NEW YORK NY)
NY
11/19/2019 - 08/14/2023
MERRILL LYNCH PROFESSIONAL CLEARING CORP. (NEW YORK NY)
NY
05/30/2012 - 10/14/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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