Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thasha? Claim Your ProfileThasha T. Uche is a financial advisor with over 4 years of experience in the industry. Thasha T. Uche holds both Series 7, 63 and Series 66 licenses. Thasha T. Uche is currently registered with Fidelity Brokerage Services LLC, and is licensed in all 50 states and the District of Columbia. Thasha T. Uche has held previous positions at BOK Financial Securities, Inc., Charles Schwab & Co., Inc., TD Ameritrade, Inc., and Scottrade, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
07/19/2024 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
TX
01/25/2021 - 07/22/2021
BOK FINANCIAL SECURITIES, INC. (HOUSTON TX)
TX
10/14/2019 - 01/22/2021
CHARLES SCHWAB & CO., INC. (Sugar Land TX)
TX
02/26/2018 - 03/04/2019
TD AMERITRADE, INC. (SUGARLAND TX)
TX
09/19/2017 - 02/26/2018
SCOTTRADE, INC. (HOUSTON TX)
BC
Issued 08/23/2024
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 02/01/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/17/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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