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Thao Vu Mai

Nylife Securities LLC

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About Thao Vu Mai

Thao Vu Mai is a financial advisor with Nylife Securities LLC, and has been in the industry since February 2022. Thao holds the Series 63, Series 6TO, and SIE licenses. Thao is registered in Georgia.

Firm Information

Thao Mai is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thao Mai’s Registration & Firm History

GA

02/22/2022 - Present

Nylife Securities LLC (Alpharetta GA)

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Licenses & Designations

BC

Issued 05/09/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/22/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/21/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thao Vu Mai.
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