Unclaimed
Thao Phuong Nguyen is a financial advisor who has been in the industry since December 2015. She is currently registered with Farmers Financial Solutions, LLC in Texas. Nguyen has previously worked with Allstate Financial Services, LLC and Nationwide Securities, LLC. Her areas of expertise include variable contracts and investment company products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
04/06/2022 - Present
Farmers Financial Solutions, LLC (GARLAND TX)
TX
04/11/2019 - 06/16/2021
ALLSTATE FINANCIAL SERVICES, LLC (Richardson TX)
TX
11/20/2014 - 12/21/2018
NATIONWIDE SECURITIES, LLC (RICHARDSON TX)
BC
Issued 12/30/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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