Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thanhha? Claim Your ProfileThanhha Ha is a registered investment advisor representative with Cambridge Investment Research Advisors, Inc.. Thanhha has been in the industry since September 30, 2008. Thanhha holds licenses including Series 31, Series 7 and Series 66 and is currently registered in California, Florida, Illinois, Missouri, Nevada, Pennsylvania, Texas, and Washington. Thanhha Ha has been associated with Cambridge Investment Research Advisors, Inc. since June 2010 and has previous affiliations with Wunderlich Securities, Inc. and Morgan Stanley & Co. Incorporated. Thanhha's current branch office is located in Allen, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
TX
06/16/2010 - Present
Cambridge Investment Research Advisors, Inc. (ALLEN TX)
TX
09/30/2009 - 03/30/2010
WUNDERLICH SECURITIES, INC. (DALLAS TX)
TX
09/27/2007 - 12/11/2008
MORGAN STANLEY & CO. INCORPORATED (DALLAS TX)
BOTH
Issued 10/23/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 09/26/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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