Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thanh? Claim Your ProfileThanh V Duong is an investment professional with a focus on providing financial guidance. Thanh is a Series 7TO and Series 63 licensed representative and is currently registered with Charles Schwab & CO., Inc. Thanh has been in the financial services industry since 2019. Prior to joining Charles Schwab & CO., Inc., Thanh worked at TD AMERITRADE, INC. Thanh is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
FL
09/01/2023 - Present
Charles Schwab & CO., Inc. (Orlando FL)
CA
01/07/2019 - 09/01/2023
TD AMERITRADE, INC. (SAN DIEGO CA)
BC
Issued 01/14/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/07/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/04/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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