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Thanh Tran

Park Avenue Securities LLC

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About Thanh Tran

Thanh Tran is a financial advisor with Park Avenue Securities LLC. Thanh has been in the financial services industry since 2014. Thanh specializes in providing financial planning, portfolio management for individuals, and educational seminars. Thanh holds the Series 7, Series 66, and SIE securities licenses and is registered in California, Connecticut, Florida, and South Carolina. Previous employers include Northwestern Mutual Investment Services, LLC, Prudential Annuities Distributors, Inc., and Andrew Garrett Inc.

Firm Information

Thanh Tran is currently registered with Park Avenue Securities LLC. Park Avenue Securities LLC is a Limited Liability Company registered in the state of New York and has been operating since August 20, 1998. They provide financial planning and portfolio management services to individuals, high net worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and captive insurance clients. The firm has a nationwide reach with registered offices in 53 states and the District of Columbia.
Park Avenue Securities LLC

10 HUDSON YARDS

NEW YORK, NY 10001

$11.88B

Assets Under Management

38,141

Total Clients

2,244

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thanh Tran’s Registration & Firm History

CT

04/10/2024 - Present

Park Avenue Securities LLC (NEW HAVEN CT)

CT

05/10/2022 - 02/27/2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (WEST HARTFORD CT)

CT

04/09/2019 - 03/31/2022

PARK AVENUE SECURITIES LLC (NEW HAVEN CT)

CT

06/24/2015 - 01/23/2019

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)

NY

06/08/2012 - 01/15/2014

ANDREW GARRETT INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 07/05/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/07/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thanh Tran.
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