Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thanh-thuy? Claim Your ProfileThanh-thuy Tran Thi has been in the financial services industry since 1999 and is currently registered with Ameriprise Financial Services, LLC. Thanh-thuy has a broad range of experience, having previously worked at Threivent Investment Management, Cap Pro Brokerage Services, Woodbury Financial Services, and Washington Square Securities. Thanh-thuy provides investment advice and financial planning services to individuals, businesses, corporations, trusts/estates, charitable organizations, insurance companies, and pension and profit-sharing plans. Thanh-thuy is also a registered representative with FINRA and is licensed to sell securities in 11 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
01/17/2017 - Present
Ameriprise Financial Services, LLC (MINNEAPOLIS MN)
MN
07/19/2006 - 09/08/2008
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
OH
03/21/2002 - 09/01/2005
CAP PRO BROKERAGE SERVICES, INC. (COLUMBUS OH)
MN
01/26/1999 - 12/31/2001
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
CT
06/11/1996 - 01/07/1999
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
BOTH
Issued 05/23/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/20/2000
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/14/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/04/1997
Series 4 - Registered Options Principal Examination
BC
Issued 12/10/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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