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Thanh phuong ngoc Torringer

UBS Securities LLC

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About Thanh phuong ngoc Torringer

Thanh phuong ngoc Torringer is a registered representative with UBS Securities LLC and UBS Financial Services Inc. Thanh phuong ngoc has been in the industry since May 2022 and has passed the Series 16 exam. They is currently registered with FINRA and both firms are based in New York City.

Firm Information

Thanh phuong ngoc Torringer is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thanh phuong ngoc Torringer’s Registration & Firm History

NY

05/12/2022 - Present

UBS Securities LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/03/2022

Series 16 - NYSE Supervisory Analyst Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Thanh phuong ngoc Torringer.
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