Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thanh? Claim Your ProfileThanh Manh Nguyen is a financial advisor who has been working in the industry since December 14, 2000. Thanh is currently registered with LPL Financial LLC and has been working with them since April 2024. Thanh has worked with UBS Financial Services Inc., Raymond James Financial Services, Inc., Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc. in the past. Thanh is licensed to provide investment advice in Arizona, California, Colorado, Florida, Idaho, Indiana, Maine, Maryland, Michigan, Montana, Nebraska, Nevada, North Carolina, Oregon, Tennessee, Texas, Utah, Vermont, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
05/02/2024 - Present
LPL Financial LLC (BELLEVUE WA)
WA
10/26/2018 - 05/01/2024
RAYMOND JAMES FINANCIAL SERVICES, INC. (BELLEVUE WA)
WA
12/05/2008 - 11/07/2018
UBS FINANCIAL SERVICES INC. (TACOMA WA)
WA
04/02/2007 - 12/08/2008
MORGAN STANLEY & CO. INCORPORATED (TACOMA WA)
WA
12/14/2000 - 04/02/2007
MORGAN STANLEY DW INC. (TACOMA WA)
IA
Issued 01/13/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/13/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/21/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 12/13/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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